Transboundary shipment of waste
The Inspectorate of the Environment and Energy of the Republic of Slovenia, as the competent authority for transboundary shipments of waste in accordance with the Regulation on the implementation of the Decree implementing the Regulation (EC) on Shipments of Waste ((Official Gazette of the Republic of Slovenia [Uradni list RS], Nos 78/16 and 94/21) in conjunction with Regulation (EC) No 1013/2006, issues consents for transboundary shipments of waste on the basis of notifications on a case-by-case basis, which are the mandatory basic part of the applications.
Transboundary shipment of waste is regulated by international and European legislation with the aim of protecting human health and the environment from various impacts that may be caused by waste (in particular hazardous waste) and its transboundary shipment.
Plastic waste | Within the EU | OECD outside the EU | Non-OECD |
EU3011 | Import/Export: green listed waste (article 18) | N/A | N/A |
B3011 | N/A | Import/Export: green listed waste (article 18) | Prior written notification and consent, unless otherwise specified in the amendment of Regulation 1418/2007 |
Mixtures of plastic waste point 4 Annex IIIA | Import/Export: green listed waste (article 18) | N/A ( Y48 is applicable – Prior written notification and consent) | N/A (Y48 is applicable- ban) |
EU48 | Prior written notification and consent | N/A | N/A |
Y48 | N/A | Import/Export: Prior written notification and consent | Export: ban |
Import: Prior written notification and consent | |||
AC300 | Prior written notification and consent | Import/Export: Prior written notification and consent | N/A |
A3210 | N/A | N/A | Export: ban |
Import: Prior written notification and consent |
Method of implementation
For more information on the basic documentation to be included in the notifications, please refer to the general information under the headings Notification documents and Samples of documents to be attached to the notification. The costs of the prior written notification procedure is EUR 250. Further information on the costs can be found in the general information under the heading Costs of the prior written notification procedure.
Contacts
Competent authority
Environment and Energy Inspectorate
Dunajska cesta 56
SI-1000 Ljubljana
P: +386 1 777 00 84
F: +386 1 420 44 83
email address for advance notification of transport and sending certified transport documents:
tfstransport.irsoe@gov.si
email address for general notifications concerning shipments of waste:
tfs.irsoe@gov.si
GENERAL INFORMATION concerning transboundary shipments of waste
Contact persons conducting consent procedures following prior written notification
Costs of the prior written notification procedure
The costs of conducting the prior written notification procedure are EUR 250. Proof of payment of the costs should be attached to the notification.
The costs should be paid to the sub-account – Other non-tax revenue of the State No Sl56 0110-0100-0621-284, code of payment purpose: GOVT, BIC code: BSLJSl2X.
- For shipments from Slovenia: Ref. No: 11 25720-7141009-35475023
- For shipments to Slovenia: Ref. No: 11 25720-7141009-35474023
- For transit through Slovenia: Ref. No: 11 25720-7141009-35476023
Purpose of the transfer: Costs for Notification SI00_ _ _ _ (please indicate the Notification No)
Note: the last two digits of the reference number (in bold) indicate the current year and should be replaced by the current year as from 1.1. (1 January) of the following year.
Notification document
The notification document consists of Annex IA (notification document) and Annex IB (movement document) to Regulation No 1013/2006. The original form is available from the DZS headquarters and its branches (form No 3,10). Further information regarding purchase and availability can be obtained from:
DZS Divizija založništvo (DZS Publishing Division)
Založništvo tiskovin (Print Publishing)
Direktna prodaja (Direct sales)
Dalmatinova ulica 2
SI-1538 Ljubljana
ga.Tea Tozon
Phone: +386 1 30 69 831
Fax: +386 1 30 69 810
email address: tea.tozon@dzs.si
Waste classification
Shipments of waste to disposal operations (D-codes) are classified (sorted) according to the List of Wastes, which can be found in the European Waste Catalogue (EC Decisions 2000/532/EC, 2001/118/EC, 2001/119/EC, 2001/573/EC and 2014/955/EU) or you can also use the list from Annex V, Part 2, to Regulation 1013/2006.
Shipments of waste to recovery operations (R-codes) within EC Member States are classified according to Annexes III, IIIA, IIIB, IV and IVA to Regulation No 1013/2006: Unofficial consolidated version of Annexes III, IIIA, IIIB, IV and IVA. This document indicates in blue the codes used for shipments of waste within the EU and between OECD countries. Changes related to the shipping of plastics are indicated in red. If the waste is not found on any of the listed lists, it is considered unclassified.
Shipments of waste to recovery operations (R-codes) in case of shipment outside the EC are classified according to Annex V to Regulation No 1013/2006.
Shipments with prior written notification and consent
The table below provides a simplified indication of which shipments of waste are subject to prior written notification and consent under Regulation 1013/2006. More detailed information is, of course, contained in the regulation itself.
The EU members | Import in the EU | Transit through the EU | Export outside the EU | |
Waste for disposal | Consent | Consent | Consent | Banned (1) |
"Green waste" for processing (Annex III, IIIA and IIIB) that does not contain any hazardous substances | 18. člen | 18. člen | 18. člen | Banned or Consent (2) |
Other waste - for processing | Consent | Consent | Consent | Banned (3) |
- Exports to Iceland, Liechtenstein, Norway and Switzerland are permitted with prior notification and consent.
- Other control procedures are carried out in the country of destination in accordance with applicable national law. In the case of shipments of waste listed in Annex IIIB to all non-OECD countries, the procedure of prior written notification and consent is applied. See also Chapter E - Shipments of Annex III and IIIA waste to non-OECD countries.
- Exports of hazardous waste for recovery to countries to which the OECD Decision does not apply are prohibited.
Waste labelling
For help in completing the forms, please refer to Annex IC to Regulation No 1013/2006 - Instructions for completing the notification and movement document.
Additional explanatory notes (for completing box 14):
(i) Basel Convention - Annex VIII (or IX if applicable):
In the event of shipments within EC Member States, the Unofficial Consolidated Text of Annexes III, IIIA, IIIB, IV and IVA may be used;
- codes consisting of one letter and four digits (e.g. A1010) should be entered in this box;
(ii) OECD Code (if different from (i)): see link indicated in the preceding point
- codes consisting of two letters and three digits (e.g. AA010) should be entered in this box;
(iii) EC List of Wastes: European Waste Catalogue
(iv) National code in the exporting country:
(v) National code in the importing country:
(vi) Other (specify):
(vii) Y code
(viii) Code H(5): see back of the form
(ix) Class UN(5): see back of the form
(x) UN number: enter the codes in accordance with the regulations on the transport of dangerous goods
(xi) UN shipping name: enter the codes in accordance with the regulations on the transport of dangerous goods
(xii) Customs Code(s) (HS):
Samples of documents to be attached to the notification
Additional information or documents should be attached to the notification and movement document (see Annex II to Regulation No 1013/2006).
Examples of texts:
- General contract for intra-EC shipments to final recovery or disposal operations
- Contract in accordance with the provisions of Article 15 of Regulation No 1013/2006
- Financial guarantee April 2023
- Contract for the export of Annex III waste to non-EU countries
- General Contract
- Contract in accordance with the provisions of Article 15 of Regulation No 1013/2006
- Authorisation for the broker and the dealer
Forms and notification documents:
- Annex VII to Regulation No 1013/2006
- Regulation No 1013/2006/EC
Note: A form must always accompany each shipment of the following waste:
- A shipment of waste destined for recovery which is subject to the general information requirements set out in Article 18 of Regulation 1013/2006 and where the quantity of waste shipped exceeds 20 kg, namely:
(a) Waste listed in Annex III or IIIB;
(b) Mixtures of two or more types of waste listed in Annex III which are not classified under a particular classification number in Annex III, provided that the composition of the mixtures is not detrimental to environmentally sound recovery and provided that such mixtures are listed in Annex IIIA in accordance with Article 58 of Regulation 1013/2006. -
A shipment of waste specifically intended for laboratory analysis to assess either its physical or chemical properties or to determine its suitability for recovery or disposal operations subject to the procedural requirements laid down in Article 18 of the aforementioned Regulation. The quantity of such waste must be specifically intended for laboratory analysis and must be determined by the minimum quantity reasonably necessary to carry out the analysis properly in each case, and should not exceed 25 kg.
The form published here may be printed and used directly.
Detailed instructions on how to complete Annex VII and an example of an Article 18 contract can be found in the "Correspondents’ Guidelines No. 10" published on the European Commission's website.
Shipments of Annex III and IIIA waste to non-OECD countries
In accordance with the provisions of Article 37 of Regulation 1013/2006, the EU Commission sent a written note to all non-OECD countries inviting them to make a determination regarding shipments of waste listed in Annex III or IIIA whose export to these countries is not prohibited under Article 36 of Regulation 1013/2006. The countries were given the following options:
(a) prohibition; or
(b) the procedure of prior written notification and consent in accordance with Article 35; or
(c) no controls in the country of destination (no prior written notification and consent procedure required).
The response of countries or the regime in the case of shipments of Annex III or IIIA waste ("green waste") to these countries can be seen in the Annex to Commission Regulation (EC) No 1418/2007 as amended.
If countries have not replied - they will not be found in the Annexes to Regulation No 1418/2007 as amended - these countries are considered to have opted for the prior notification and consent procedure.
Illegal shipments of waste
An illegal shipment of waste means any shipment of waste made:
(a) without notification to all relevant competent authorities in accordance with Regulation No 1013/2006/EC; or
(b) without the consent of the competent authorities concerned in accordance with Regulation No 1013/2006/EC; or
(c) with consent obtained from the competent authorities concerned by falsification, misrepresentation or fraud; or
(d) in a manner not expressly provided for in the notification or transport document; or
(e) in a manner which results in disposal or processing contrary to Community or international rules, or
(f) in contravention of Articles 34, 36, 39, 40, 41 and 43 of Regulation No 1013/2006/EC; or
(g) in a manner which, in relation to shipments of waste referred to in Article 3(2) and (4) of Regulation No 1013/2006/EC, is labelled:
(i) a determination that the waste is not listed in Annex III, IIIA or IIIB to Regulation No 1013/2006/EC, or
(i) failure to comply with the fourth paragraph of Article 3 of Regulation No 1013/2006/EC;
(ii) the implementation of a shipment in a manner not expressly provided for in the document referred to in Annex VII to Regulation No 1013/2006/EC.
Goods vehicles detained by the control authorities in the Republic of Slovenia for transporting illegal shipments of waste, pending agreement by the competent authorities of the countries on the return of the shipments or on alternative treatment of the illegal shipments, are liable to pay a parking fee of EUR 25 for each day of parking (price excluding VAT), if they cannot be further detained at the place of the detected infringement.
In order to detain goods vehicles carrying illegal shipments of waste, the Inspectorate of the Environment and Energy of the Republic of Slovenia has a contract for the parking of goods vehicles with TRANS FELIX d.o.o., at Lesno Brdo 17, Vrhnika.
A cost order will be issued to the person organising the waste shipment or to the notifier responsible for the illegal shipment of waste for the storage costs incurred.
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Waste management
Waste management comprises the collection, transport, processing and removal of waste, including its supervision. Efficient waste management can make a significant contribution to the efficient use of resources and this is essential to meet the needs of society and ensure its further development.